-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CUI3Y1uDdZv0Q3wvIzDKB4tjWiGppDH8GntFK+bND/xBktT0l4i2dmxBKeE+NCFx +QDmsOebD+jiW3I4GWu+rg== 0000927016-97-000274.txt : 19970221 0000927016-97-000274.hdr.sgml : 19970221 ACCESSION NUMBER: 0000927016-97-000274 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970211 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NITINOL MEDICAL TECHNOLOGIES INC CENTRAL INDEX KEY: 0001017259 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 954090463 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-48983 FILM NUMBER: 97523813 BUSINESS ADDRESS: STREET 1: 263 SUMMER STREET CITY: BOSTON STATE: MA ZIP: 02210 BUSINESS PHONE: 6177370930 MAIL ADDRESS: STREET 1: 263 SUMMER STREET CITY: BOSTON STATE: MA ZIP: 02210 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FLETCHER SPAGHT INC CENTRAL INDEX KEY: 0001031602 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 042950171 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 222 BERKELEY STREET STREET 2: 17TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 6172476700 MAIL ADDRESS: STREET 1: 222 BERKELEY STREET STREET 2: 17TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 SC 13G 1 SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 _____________________ SCHEDULE 13G (Rule 13d-102) INFORMATION STATEMENT PURSUANT TO RULES 13d-1 AND 13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ______) Nitinol Medical Technologies, Inc. ---------------------------------- (Name of Issuer) Common Stock, par value $.001 per share --------------------------------------- (Title of Class of Securities) 65476T104 --------- (CUSIP Number) SCHEDULE 13G CUSIP No. 65476T104 Page 2 of 7 ____________________________________________________________________________ 1. Name of Reporting Persons S.S. or I.R.S. Identification Number of Above Persons Fletcher Spaght, Inc. ID# ____________________________________________________________________________ 2. Check the Appropriate Box if a Member of a Group - Not Applicable ____________________________________________________________________________ 3. SEC Use Only ____________________________________________________________________________ 4. Citizenship or Place of Organization State of Delaware ____________________________________________________________________________ Number of Shares Beneficially Owned By Each Reporting Person With; 5. Sole Voting Power: 626,470 shares (includes 111,818 shares which Fletcher Spaght, Inc. has the right to acquire within 60 days after December 31, 1996); ____________________________________________________________________________ 6. Shared Voting Power: 0 shares; CUSIP No. 65476T104 Page 3 of 7 ____________________________________________________________________________ 7. Sole Dispositive Power: 626,470 shares (includes 111,818 shares which Fletcher Spaght, Inc. has the right to acquire within 60 days after December 31, 1996); ____________________________________________________________________________ 8. Shared Dispositive Power: 0 shares. ____________________________________________________________________________ 9. Aggregate Amount Beneficially Owned by Each Reporting Person. 626,470 shares (includes 111,818 shares which Fletcher Spaght, Inc. has the right to acquire within 60 days after December 31, 1996). ____________________________________________________________________________ 10. Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares. Not Applicable ____________________________________________________________________________ 11. Percent of Class Represented by Amount in Row 9. 6.56% ____________________________________________________________________________ 12. Type of Reporting Person. CO ____________________________________________________________________________ CUSIP No. 65476T104 Page 4 of 7 SCHEDULE 13G Item 1(a). Name of Issuer: - -------------------------- Nitinol Medical Technologies, Inc. Item 1(b). Address of Issuer's Principal Executive Offices: - ------------------------------------------------------------ 27 Wormwood Street South Boston, MA 02210 Item 2(a). Name of Person Filing: - ---------------------------------- Fletcher Spaght, Inc. Item 2(b). Address of Principal Business Office or, if none, Residence: - ------------------------------------------------------------------------ 222 Berkeley Street Boston, MA 02116-3761 Item 2(c). Citizenship: - ------------------------ State of Delaware Item 2(d). Title of Class of Securities: - ----------------------------------------- Common Stock, par value $.001 per share Item 2(e). CUSIP Number: - ------------------------- 65476T104 CUSIP No. 65476T104 Page 5 of 7 Item 3: - ------- Not Applicable Item 4. Ownership: - ------------------- (a) Amount Beneficially Owned: 626,470 shares (includes 111,818 shares which Fletcher Spaght, Inc. has the right to acquire within 60 days after December 31, 1996) (b) Percent of Class: 6.56% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 626,470 shares (includes 111,818 shares which Fletcher Spaght, Inc. has the right to acquire within 60 days after December 31, 1996); (ii) shared power to vote or to direct the vote: 0 shares; (iii) sole power to dispose or to direct the disposition of: 626,470 shares (includes 111,818 shares which Fletcher Spaght, Inc. has the right to acquire within 60 days after December 31, 1996); (iv) shared power to dispose or to direct the disposition of: 0 shares; Item 5. Ownership of Five Percent or Less of a Class: - ------------------------------------------------------ Not Applicable CUSIP No. 65476T104 Page 6 of 7 Item 6. Ownership of More Than Five Percent on Behalf of Another Person: - ------------------------------------------------------------------------- Not Applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: - ------------------------------------------------------------------------------- Not Applicable Item 8. Identification and Classification of Members of the Group: - ------------------------------------------------------------------ Not Applicable Item 9. Notice of Dissolution of Group: - ---------------------------------------- Not Applicable Item 10. Certification: - ------------------------ Not Applicable CUSIP No. 65476T104 Page 7 of 7 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 7, 1997 ------------------------------ Date FLETCHER SPAGHT, INC. By: /s/ R. John Fletcher --------------------------- Name: R. John Fletcher Title: Chief Executive Officer -----END PRIVACY-ENHANCED MESSAGE-----